Anthony J. Imbo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Joseph Imbo was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1983. Anthony had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 1997 - August 2, 1999
GLENN MICHAEL FINANCIAL, INC.
February 5, 1992 - December 16, 1997
MEYERS POLLOCK ROBBINS, INC.
November 2, 1990 - February 14, 1992
TAMARON INVESTMENTS, INC.
September 4, 1990 - November 7, 1990
BRENNAN ROSS SECURITIES, INC.
April 23, 1990 - September 13, 1991
FIRST AMERICA EQUITIES CORP.
January 25, 1990 - May 3, 1990
VANDERBILT SECURITIES, INC.
May 20, 1988 - February 20, 1990
J. T. MORAN & CO., INC.
February 2, 1987 - May 23, 1988
SHERWOOD CAPITAL, INC.
September 22, 1983 - February 2, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLENN MICHAEL FINANCIAL, INC.
CRD#: 37912 / SEC#: , 8-47988
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GMF HOLDING CORP. | SHAREHOLDER | |
| AULLETTA, GARY GLENN | GENERAL PRINCIPAL | 8790 |
| BENOWITZ, ROBERT LAWRENCE | HEAD TRADER | 2181059 |
| KAVANAGH, JOSEPH ROBERT | GENERAL PRINCIPAL | 1348454 |
| LANAIA, FRANCINE ANN | VICE PRESIDENT, COMPLIANCE DIRECTOR | 1415689 |
| LANAIA, GLENN MICHAEL | PRESIDENT, FINOP | 1122707 |
| MERKENT, JOHN EDWARD | SROP | 1878878 |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
