Mark T. Keeley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Thomas Keeley was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 1991 - September 14, 2015
KEELEY INVESTMENT CORP.
April 25, 1990 - November 7, 1990
GILFORD SECURITIES INCORPORATED
July 25, 1989 - May 4, 1990
GRUNTAL & CO., L.L.C.
June 15, 1987 - October 19, 1988
CIBC WORLD MARKETS CORP.
April 29, 1987 - June 25, 1987
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEELEY INVESTMENT CORP.
CRD#: 7346 / SEC#: , 8-21353
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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