John W. Kirby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Kirby, who also goes by John William Kirby, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2011 - February 28, 2013
WEDGE SECURITIES, LLC
October 20, 2008 - January 3, 2011
ABEL/NOSER CORP.
February 23, 2007 - October 17, 2008
RAFFERTY CAPITAL MARKETS, LLC
June 26, 2002 - March 6, 2007
SUSQUEHANNA FINANCIAL GROUP, LLLP
October 1, 1997 - May 28, 2002
BANC OF AMERICA SECURITIES LLC
November 28, 1995 - October 1, 1997
MONTGOMERY SECURITIES
July 14, 1989 - October 25, 1995
J.P. MORGAN SECURITIES LLC
May 22, 1984 - July 18, 1989
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/19/2000
Limited Representative-Equity Trader ExamCurrent Firm
WEDGE SECURITIES, LLC
CRD#: 126776 / SEC#: , 8-65911
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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