James C. Billingsley

PLAN GROUP FINANCIAL

OKLAHOMA CITY, OK 73114

Some features on this profile are disabled

CRD#: 1190831

Professional summary

James Carroll Billingsley, who also goes by James Billingsley, is a registered financial advisor currently at PLAN GROUP FINANCIAL, INC. located in Oklahoma City, Oklahoma.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. James has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Billingsley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. James Billingsley, Sole Proprietor; Investment related; NON-VARIABLE INSURANCE SALES (FIXED LIFE, FIXED ANNUITIES, HEALTH) 2. OFG Properties; Investment related; investment/ rental property 3. COVENANT ENERGY MANAGEMENT; Investment related; General Partner; oil and gas development program 4. Oklahoma Christian University; Non-investment related; business advisory council Currently an IAR at PlanGroup Finl. I am a licensed insurance agent with Simplicity Life Elite Producer Group. I have a company that holds my rental properties (OFG Properties). I serve on a committee at my college of graduation on the business advisory counsel. I serve on the Club committee for Quail Creek golf and country club

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Carroll Billingsley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2023 - Present

PLAN GROUP FINANCIAL, INC.

Office #1: 101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114

RIA

CRD#: 116508

OKLAHOMA CITY, OK

Past

March 13, 2018 - December 31, 2022

PLAN GROUP FINANCIAL, INC.

RIA

CRD#: 116508

Oklahoma City, OK

Past

October 18, 2016 - February 23, 2018

SIGNAL RESEARCH GROUP LLC

RIA

CRD#: 166392

EDMOND, OK

Past

February 15, 2013 - October 4, 2016

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

EDMOND, OK

Past

February 15, 2013 - October 4, 2016

ONEAMERICA SECURITIES, INC.

CRD#: 4173

EDMOND, OK

Past

July 15, 2011 - March 14, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

OKLAHOMA CITY, OK

Past

May 24, 2011 - March 14, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

OKLAHOMA CITY, OK

Past

September 15, 2008 - June 8, 2010

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

OKLAHOMA CITY, OK

Past

September 11, 2008 - June 8, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

OKLAHOMA CITY, OK

Past

March 6, 2007 - September 8, 2008

SYNERGY INVESTMENT GROUP, LLC

RIA

CRD#: 46035

OKLAHOMA CITY, OK

Past

February 1, 2007 - September 8, 2008

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

OKLAHOMA CITY, OK

Past

July 18, 2005 - December 31, 2006

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

OKLAHOMA CITY, OK

Past

July 7, 2005 - February 5, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

January 26, 2004 - June 15, 2005

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

OKLAHOMA CITY, OK

Past

March 26, 2003 - June 15, 2005

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

September 4, 2002 - March 24, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

OKLAHOMA CITY, OK

Past

August 1, 2002 - March 24, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

June 29, 1998 - August 2, 2002

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

OKLAHOMA CITY, OK

Past

May 9, 1995 - August 2, 2002

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

TULSA, OK

Past

May 24, 1993 - May 11, 1995

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 5, 1993 - May 22, 1993

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 15, 1993 - May 13, 1997

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY

CRD#: 647

WORCESTER, MA

Past

February 27, 1990 - May 7, 1992

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

February 14, 1986 - March 14, 1990

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 20, 1983 - February 19, 1986

INVEST FINANCIAL CORPORATION

CRD#: 12984

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLAN GROUP FINANCIAL, INC.

CRD#: 116508 / SEC#: 801-118599

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Oklahoma

Registered Investment Advisory firm - (6/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/26/2023)

IAR

Oklahoma
(1/25/2023)

IAR

Texas
(1/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/7/1986

General Securities Principal Examination

Current Firm

PLAN GROUP FINANCIAL, INC.

CRD#: 116508 / SEC#: 801-118599

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Oklahoma

Registered Investment Advisory firm - (6/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114

Mailing Address

Phone number

(405) 848-1099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,693
AUM (Assets Under Management)	$ 541,410,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Dubin

LPL FINANCIAL LLC

IAR

Valley, NY

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James C. Billingsley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Carroll Billingsley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLAN GROUP FINANCIAL, INC.

SIGNAL RESEARCH GROUP LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

SYNERGY INVESTMENT GROUP, LLC

SYNERGY INVESTMENT GROUP, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

LPL FINANCIAL LLC

VOYA FINANCIAL ADVISORS, INC.

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

PLAN GROUP FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/1998

Series 63

Date: 10/27/1983

SIE

Date: 10/4/2016

Series 7

Date: 10/15/1983

Series 24

Date: 7/7/1986

Current Firm

PLAN GROUP FINANCIAL, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLAN GROUP FINANCIAL, INC.

TRUST BUT VERIFY

Similar Advisors