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Sharon Denise Tesnohlidek

CRD# 1190795·Registered 1983 - 2021
Previously Registered: Being a previously registered professional could mean that Sharon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sharon Denise Tesnohlidek, who also goes by Sharron Edward, Sharon Denise Edwards, Sharon Edwards, Sharon Edwards Tesnohlidek, was a registered financial advisor. Sharon was a previously registered financial professional and started their career in finance 1983 - 2021. Sharon had worked at 9 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sharron Edward, Sharon Denise Edwards, Sharon Edwards, Sharon Edwards Tesnohlidek

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Omaha, NE
June 25, 2007 - December 16, 2021
TD AMERITRADE, INC.·CRD# 7870
BD
Bellevue, NE
April 22, 2006 - June 25, 2007
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Bellevue, NE
January 2, 2002 - April 22, 2006
J.P. SECURITIES, INC.·CRD# 36559
BD
Bellevue, NE
March 20, 2000 - December 31, 2001
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
February 1, 1997 - March 22, 2000
PREMIER FINANCIAL SECURITIES, INC.·CRD# 39126
BD
Lincoln, NE
April 2, 1996 - December 10, 1996
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
October 3, 1990 - December 6, 1995
MCCARTHY & CO.·CRD# 18489
BD
Omaha, NE
October 28, 1987 - March 30, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
May 22, 1985 - November 19, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 22, 1983 - April 17, 1985

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Current Firm

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TD AMERITRADE CLEARING, INC.

ADVANCED CLEARING, INC. | TD AMERITRADE CLEARING, INC. | FIRST OMAHA SECURITIES CORP | AMERITRADE, INC.

CRD#: 5633 / SEC#: 8-16335
BD
Terminated by SEC on 10/20/2024

Contact Information

Established

Nebraska since 01/28/1971

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
TD AMERITRADE ONLINE HOLDINGS LLC.SHAREHOLDER—
STARR, JEFFREY HAROLDPRESIDENT4700461
THOMPSON, AARON MARKCHIEF FINANCIAL OFFICER/FINOP6483170
WHYTE, PATRICK WARRENCHIEF COMPLIANCE OFFICER2017808

Disclosures

Regulatory Event

27

Arbitration

29

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Apr 1997About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2012About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2003About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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