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Sharon D. Tesnohlidek

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CRD#: 1190795
ST

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sharon Denise Tesnohlidek, who also goes by Sharron Edward, Sharon Denise Edwards, Sharon Edwards, Sharon Edwards Tesnohlidek, was a registered financial professional .

Sharon is a previously registered financial professional and started their career in finance in 1983. Sharon had worked at 9 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sharron Edward | Sharon Denise Edwards | Sharon Edwards | Sharon Edwards Tesnohlidek

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 25, 2007 - December 16, 2021

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
OMAHA, NE
Past

April 22, 2006 - June 25, 2007

TD AMERITRADE, INC.

BD
CRD#: 7870
BELLEVUE, NE
Past

January 2, 2002 - April 22, 2006

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
BELLEVUE, NE
Past

March 20, 2000 - December 31, 2001

J.P. SECURITIES, INC.

BD
CRD#: 36559
BELLEVUE, NE
Past

February 1, 1997 - March 22, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

April 2, 1996 - December 10, 1996

PREMIER FINANCIAL SECURITIES, INC.

BD
CRD#: 39126
LINCOLN, NE
Past

October 3, 1990 - December 6, 1995

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

October 28, 1987 - March 30, 1990

MCCARTHY & CO.

BD
CRD#: 18489
OMAHA, NE
Past

May 22, 1985 - November 19, 1987

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

September 22, 1983 - April 17, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/30/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 4/3/1997
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


TA
TD AMERITRADE CLEARING, INC.
ADVANCED CLEARING, INC. | TD AMERITRADE CLEARING, INC. | FIRST OMAHA SECURITIES CORP | AMERITRADE, INC.

CRD#: 5633 / SEC#: , 8-16335

BD
Terminated by SEC on 10/20/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
Nebraska since 01/28/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
TD AMERITRADE ONLINE HOLDINGS LLC.SHAREHOLDER
STARR, JEFFREY HAROLDPRESIDENT4700461
THOMPSON, AARON MARKCHIEF FINANCIAL OFFICER/FINOP6483170
WHYTE, PATRICK WARRENCHIEF COMPLIANCE OFFICER2017808

Disclosures


Regulatory Event27
Arbitration27

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TD AMERITRADE CLEARING, INC.

CRD#: 5633

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