Daniel J. Rossi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Rossi was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1983. Daniel had worked at 13 firms and has passed the Series 63, Series 65, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2007 - December 7, 2021
FEIC CAPITAL CORPORATION
September 25, 2006 - December 31, 2006
FEIC CAPITAL CORPORATION
October 24, 2005 - December 31, 2006
CREATIVE FINANCIAL DESIGNS, INC.
October 24, 2005 - April 2, 2007
CFD INVESTMENTS, INC.
July 26, 2002 - November 18, 2005
BLUE VASE SECURITIES, LLC
June 19, 2001 - November 18, 2005
BLUE VASE SECURITIES, LLC
November 2, 2000 - June 21, 2001
SECURITIES SERVICE NETWORK, LLC
July 1, 1996 - November 28, 2000
1717 CAPITAL MANAGEMENT COMPANY
September 8, 1992 - July 26, 1995
1717 CAPITAL MANAGEMENT COMPANY
January 22, 1992 - July 3, 1996
FEIC CAPITAL CORPORATION
January 3, 1989 - February 20, 1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 20, 1988 - June 21, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
May 6, 1988 - October 17, 1988
CORNWALL SECURITIES, INC.
May 29, 1987 - January 1, 1988
FSC SECURITIES CORPORATION
September 17, 1985 - June 5, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
February 12, 1985 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 19, 1983 - August 30, 1985
INVESTORS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FEIC CAPITAL CORPORATION
CRD#: 25545 / SEC#: 801-67034, 8-42767
Contact information
Red Flags
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