Michael M. Martini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Matthew Martini was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 7 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 3, 1996 - October 29, 1997
SIGNATOR INVESTORS, INC.
September 17, 1992 - January 5, 1995
METROPOLITAN LIFE INSURANCE COMPANY
September 17, 1992 - January 5, 1995
MSI FINANCIAL SERVICES, INC.
March 22, 1989 - January 15, 1992
CARILLON INVESTMENTS, INC.
May 2, 1988 - January 17, 1989
STRATEGIC CAPITAL CORPORATION
November 14, 1985 - April 28, 1986
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
CRD#: 5181 / SEC#: , 8-15661
Contact information
Documents
Red Flags
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