Michael E. Horan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Horan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2011 - June 5, 2013
LIBUCKI & CO., LLC
April 30, 2009 - September 1, 2011
LEK SECURITIES CORPORATION
May 11, 2006 - January 30, 2009
HORAN INVESTMENTS CORP.
March 6, 1991 - November 27, 1996
GEORGE WEISS ASSOCIATES, INC.
September 15, 1983 - August 21, 1989
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBUCKI & CO., LLC
CRD#: 123066 / SEC#: , 8-65563
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LIBUCKI, DEBORAH ANN | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | |
| DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ALEXA M. LIBUCKI | MEMBER | |
| DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ASHLEE E. LIBUCKI | MEMBER | |
| CHIAVERELLI, ANTHONY THOMAS | CFO/FINOP | 2322324 |
| HENGY, JOHN JOSEPH | TRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ALEXA M. LIBUCKI | 7699510 |
| HENGY, JOHN JOSEPH | TRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ASHLEE E. LIBUCKI | 7699510 |
| LIBUCKI, EDWARD JOSEPH JR. | TRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ASHLEE E. LIBUCKI | 5077707 |
| LIBUCKI, EDWARD JOSEPH JR. | TRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ALEXA M. LIBUCKI | 5077707 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
