Richard W. Deutsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard William Deutsch was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 10 firms and has passed the Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2011 - July 8, 2016
HBW SECURITIES LLC
February 28, 2006 - April 8, 2009
CAPFINANCIAL SECURITIES, LLC.
February 23, 2006 - April 8, 2009
CAPFINANCIAL SECURITIES, LLC.
December 11, 2002 - December 14, 2005
PALMER & CAY SECURITIES CORPORATION
December 21, 2000 - November 25, 2002
WALNUT STREET SECURITIES, INC.
March 16, 1999 - December 20, 2000
WESTPORT FINANCIAL SERVICES, L.L.C.
August 1, 1994 - February 12, 1999
BCG INVESTMENT RESOURCES, INC.
September 17, 1990 - June 11, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 17, 1990 - June 11, 1993
EQUITABLE ADVISORS, LLC
September 21, 1987 - December 5, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 21, 1987 - December 5, 1989
EQUITABLE ADVISORS, LLC
June 5, 1986 - September 16, 1987
EQUITY SERVICES, INC.
September 13, 1983 - June 11, 1986
CARDELL & ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HBW SECURITIES LLC
CRD#: 136959 / SEC#: , 8-67056
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HBW INSURANCE AND FINANCIAL SERVICES INC. | OWNER | |
| BONANNO, JOSEPH ANTHONY JR. | CHIEF OPERATING OFFICER & CFO | 1907829 |
| BROERSMA, JOEL DARRIN | OWNER/SHAREHOLDER | 2779679 |
| BROWN, MICHAEL OWEN | FINOP | 1658070 |
| COWEN, LOUISE APRIL | PRINCIPAL | 4914680 |
| HELLENBRAND, BARNETT DAVID | CEO/PRESIDENT | 1141518 |
| LINDER, SARAH BETH | CHIEF COMPLIANCE OFFICER | 5084656 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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