Brigitte A. Brombergklein

EAST COAST WEALTH MANAGEMENT

Florham Park, NJ 07932

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CRD#: 1190611

Professional summary

Brigitte Audrey Brombergklein, CFP®, who also goes by Bridgitte Audrey Bromberg, Brigitte Audrey Bromberg, Brigitte Audrey Klein, is a registered financial advisor currently at EAST COAST WEALTH MANAGEMENT, INC. located in Florham Park, New Jersey.

Brigitte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Brigitte has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bridgitte Audrey Bromberg | Brigitte Audrey Bromberg | Brigitte Audrey Klein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BEGAN WINNING STRATEGIES GROUP, LLC ON 07/2003, 181 NEW RD., STE. 226 PARSIPPANY, NJ 07054. I AM THE OWNER AND PRESIDENT OF THE FIRM. THE COMPANY MARKETS LIFE, DISABILITY, LONG TERM CARE, GROUP HEALTH INSURANCE AND FIXED ANNUITY PRODUCTS THROUGH A VARIETY OF COMPANIES. WSG, LLC IS NON INVESTMENT RELATED./ I ACT AS A SOLICITOR FOR 2 HR/MO. FOR EAST COAST WEALTH MANAGEMENT, INC., WHICH RENDERS COMPREHENSIVE INVESTMENT ADVICE- 181 NEW RD. SUITE 226 PARSIPPANY, NJ 07054. I DO NOT RENDER OR PROVIDE ANY INVESTMENT ADVICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brigitte Audrey Brombergklein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

March 25, 2014 - Present

EAST COAST WEALTH MANAGEMENT, INC.

Office #1: 220 Ridgedale Avenue Suite A3, Florham Park, NJ 07932

RIA

CRD#: 136155

Florham Park, NJ

Past

January 3, 2007 - May 17, 2013

BCG SECURITIES, INC.

RIA

CRD#: 70

PARSIPPANY, NJ

Past

February 16, 2006 - May 17, 2013

BCG SECURITIES, INC.

CRD#: 70

PARSIPPANY, NJ

Past

April 12, 2004 - February 15, 2006

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

August 7, 2000 - April 23, 2004

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

August 4, 1997 - July 27, 2000

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

December 16, 1987 - August 4, 1997

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Past

September 21, 1984 - March 26, 1988

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

Past

July 26, 1984 - November 8, 1984

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAST COAST WEALTH MANAGEMENT, INC.

EAST COAST WEALTH MANAGEMENT, INC. | MASTRANDREA FINANCIAL SERVICES, INC

CRD#: 136155 / SEC#: 801-132522

RIA

Registered Investment Advisory firm - (4/29/2025 Approved)

Delaware

Registered Investment Advisory firm - (5/5/2025 Terminated)

Florida

Registered Investment Advisory firm - (5/5/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (5/7/2025 Terminated)

New York

Registered Investment Advisory firm - (5/5/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/5/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/25/2014)

IAR

New York
(2/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Current Firm

EAST COAST WEALTH MANAGEMENT, INC.

EAST COAST WEALTH MANAGEMENT, INC. | MASTRANDREA FINANCIAL SERVICES, INC

CRD#: 136155 / SEC#: 801-132522

RIA

Registered Investment Advisory firm - (4/29/2025 Approved)

Delaware

Registered Investment Advisory firm - (5/5/2025 Terminated)

Florida

Registered Investment Advisory firm - (5/5/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (5/7/2025 Terminated)

New York

Registered Investment Advisory firm - (5/5/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/5/2025 Terminated)

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Contact information

Main Address

220 Ridgedale Avenue Suite A3, Florham Park, NJ 07932

Mailing Address

Phone number

(973) 396-8626

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/1/2025)

Regulatory assets under management

Total Number of Accounts	254
AUM (Assets Under Management)	$ 124,802,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brigitte A. Brombergklein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brigitte Audrey Brombergklein's CRS (Customer Relationship Summary).

Certified licenses

Experience

BCG SECURITIES, INC.

BCG SECURITIES, INC.

SII INVESTMENTS, INC.

PARK AVENUE SECURITIES LLC

TOWER SQUARE SECURITIES, INC.

CARILLON INVESTMENTS, INC.

NATHAN & LEWIS SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

EAST COAST WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2006

Series 63

Date: 7/6/1984

Series 7

Date: 7/21/1984

Current Firm

EAST COAST WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EAST COAST WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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