Kathryn R. Hutcheson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Ramage Hutcheson was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 1983. Kathryn had worked at 2 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2006 - December 31, 2018
RMC INVESTMENT ADVISORS
November 8, 1983 - August 1, 1996
VP DISTRIBUTORS LLC
Primary Firm SEC Registration
RMC INVESTMENT ADVISORS
CRD#: 104674 / SEC#: 801-21902
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RMC INVESTMENT ADVISORS
CRD#: 104674 / SEC#: 801-21902
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 852 |
| AUM (Assets Under Management) | $ 986,774,418 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 10/27/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
