Jeffrey N. Coe

NEVILLE, RODIE & SHAW

New York, NY 10016-3903

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CRD#: 1190471

Professional summary

Jeffrey Norling Coe is a registered financial advisor currently at NEVILLE, RODIE & SHAW INC located in New York, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jeffrey has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BURKE REHABILITATION HOSPITAL, INVESTMENT RELATED, MEMBER OF INVESTMENT COMMITTEE SINCE AUGUST 2007, 785 MAMARONECK AVE, WHITE PLAINS, NY, DEVOTES APPROXIMATELY 16 HOURS PER YEAR, ASSISTS IN OVERSEEING THE FOUNDATION'S INVESTMENT PORTFOLIO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Norling Coe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2021 - Present

NEVILLE, RODIE & SHAW INC

Office #1: 200 Madison Ave, New York, NY 10016-3903

RIA

CRD#: 104969

New York, NY

Past

January 23, 2013 - January 13, 2020

NEVILLE, RODIE & SHAW INC

RIA

CRD#: 104969

NEW YORK, NY

Past

April 23, 1992 - January 15, 1993

HARTWELL DISTRIBUTORS, INC.

CRD#: 20759

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEVILLE, RODIE & SHAW INC

CRD#: 104969 / SEC#: 801-4148

RIA

Registered Investment Advisory firm - (12/2/1966 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/4/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/22/1992

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 2/15/1984

National Commodity Futures Examination

Current Firm

NEVILLE, RODIE & SHAW INC

CRD#: 104969 / SEC#: 801-4148

RIA

Registered Investment Advisory firm - (12/2/1966 Approved)

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Contact information

Main Address

200 Madison Ave, New York, NY 10016-3903

Mailing Address

Phone number

(212) 725-1440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEVILLE, RODIE & SHAW, INC. FORM ADV PART 2 (1/21/2025)

Regulatory assets under management

Total Number of Accounts	813
AUM (Assets Under Management)	$ 1,919,850,395

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/06/2025	Cover Page	Report
02/05/2025	Cover Page	Report
11/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey N. Coe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Norling Coe's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEVILLE, RODIE & SHAW INC

HARTWELL DISTRIBUTORS, INC.

Primary Firm SEC Registration

NEVILLE, RODIE & SHAW INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/1992

Series 63

Date: 5/4/1992

Series 7

Date: 4/22/1992

Series 3

Date: 2/15/1984

Current Firm

NEVILLE, RODIE & SHAW INC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NEVILLE, RODIE & SHAW INC

TRUST BUT VERIFY

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