Anthony Carminati
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Carminati was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1984. Anthony had worked at 5 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2010 - March 28, 2013
WORLD FIRST FINANCIAL SERVICES, INC.
January 21, 2010 - August 25, 2010
MONARCH FINANCIAL CORPORATION OF AMERICA
January 21, 2004 - April 10, 2007
WORLD FINANCIAL SERVICES, INC.
February 16, 1989 - December 9, 2009
MONARCH FINANCIAL CORPORATION OF AMERICA
June 7, 1985 - November 22, 1988
APPLE FINANCIAL CORPORATION
February 24, 1984 - April 10, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WORLD FIRST FINANCIAL SERVICES, INC.
CRD#: 1612 / SEC#: , 8-20392
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
