Mark A. Monreal

MARK MONREAL & ASSOCIATES

Austin, TX

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CRD#: 1190157

Professional summary

Mark Anthony Monreal, CFP® is a registered financial advisor currently at MARK MONREAL & ASSOCIATES located in Austin, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Mark has worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MONARCH REALTY, LLC - REAL ESTATE BROKERAGE & LEASING 3916 SENDERO DRIVE AUSTIN, TX 78735 SALES REPRESENTATIVE - ASSIST BUYERS & SELLERS WITH REAL ESTATE TRANSACTIONS ON A REFERRAL BASIS. MARK MONREAL & ASSOCIATE - BUSINESS & FINANCIAL CONSULTING. 13001 DEBARR DRIVE, AUSTIN, TX 78729 PRINCIPAL - ALL TYPES OF BUSINESS CONSULTING, MORTGAGE BROKERAGE, LIFE, HEALTH AND PROPERTY & CASUALTY INSURANCE SALES, AND INCOME TAX PREPARATION. THE MONREAL FOUNDATION - CHARITABLE FOUNDATION 13001 DEBARR DRIVE, AUSTIN, TX 78729. PRESIDENT/CFO - SERVE AS A VOLUNTEER OFFICER IN A NON-PAID POSITION. DUTIES INCLUDE HEALTH FAIRS, FUND RAISING, ACTIVITIES WHICH PROMOTE HEALTH, SCHOLARSHIPS, AND OTHER SOCIAL SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Monreal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

April 30, 2020 - Present

MARK MONREAL & ASSOCIATES

RIA

CRD#: 134346

Austin, TX

Past

April 4, 2002 - July 9, 2004

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

April 4, 2000 - July 9, 2004

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

AUSTIN, TX

Past

July 9, 1998 - September 28, 2001

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

February 7, 1996 - April 6, 1998

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

May 10, 1993 - December 31, 1995

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

July 3, 1986 - December 31, 1989

CONSECO FINANCIAL SERVICES, INC.

CRD#: 629

CARMEL, IN

Past

January 17, 1984 - July 3, 1986

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

CRD#: 3461

Past

November 30, 1983 - May 25, 1984

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/8/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/7/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/29/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MARK MONREAL & ASSOCIATES

MARK MONREAL & ASSOCIATES | MONREAL,MARK

CRD#: 134346 / SEC#:

Texas

Registered Investment Advisory firm - (7/31/2006 Approved)

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(512) 627-1287

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 2,208,079

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark A. Monreal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Monreal's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONSECO FINANCIAL SERVICES, INC.

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

METROPOLITAN LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/1992

Series 7

Date: 5/7/1993

Series 6

Date: 11/29/1983

Current Firm

MARK MONREAL & ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARK MONREAL & ASSOCIATES

TRUST BUT VERIFY

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