Mario C. Gonzalez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mario Concha Gonzalez, who also goes by Mario Gonzalez Jr, Mario Gonzalez, was a registered financial professional .
Mario is a previously registered financial professional and started their career in finance in 1985. Mario had worked at 8 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2007 - September 29, 2016
INVESTACORP ADVISORY SERVICES INC
February 13, 2007 - September 29, 2016
INVESTACORP, INC.
June 29, 2004 - February 22, 2007
VALIC FINANCIAL ADVISORS, INC.
June 6, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
August 31, 1999 - March 8, 2000
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
August 31, 1999 - February 22, 2007
VALIC FINANCIAL ADVISORS, INC.
January 11, 1989 - December 31, 1989
WOODBURY FINANCIAL SERVICES, INC.
January 18, 1988 - May 10, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
January 18, 1988 - May 10, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 18, 1985 - December 31, 1989
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
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