John J. Fiero
Professional summary
John Joseph Fiero was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, John had worked at 4 firms, which includes FIERO BROTHERS INC., JESUP & LAMONT SECURITIES CO. INC., HUDSON SECURITIESINC., GREENTREE SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1991 - October 28, 2002
FIERO BROTHERS INC.
September 27, 1989 - March 12, 1990
JESUP & LAMONT SECURITIES CO., INC.
January 1, 1985 - June 30, 1989
HUDSON SECURITIES,INC.
September 22, 1983 - January 2, 1985
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/6/2000
Limited Representative-Equity Trader ExamCurrent Firm
FIERO BROTHERS INC.
CRD#: 27269 / SEC#: , 8-42973
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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