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JF

John J. Fiero

Some features on this profile are disabled
CRD#: 1190133
JF

Professional summary

John Joseph Fiero was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

John is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, John had worked at 4 firms, which includes FIERO BROTHERS INC., JESUP & LAMONT SECURITIES CO. INC., HUDSON SECURITIESINC., GREENTREE SECURITIES CORP..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 11, 1991 - October 28, 2002

FIERO BROTHERS INC.

BD
CRD#: 27269
NEW YORK, NY
Past

September 27, 1989 - March 12, 1990

JESUP & LAMONT SECURITIES CO., INC.

BD
CRD#: 6736
NEW YORK CITY, NY
Past

January 1, 1985 - June 30, 1989

HUDSON SECURITIES,INC.

BD
CRD#: 10467
Past

September 22, 1983 - January 2, 1985

GREENTREE SECURITIES CORP.

BD
CRD#: 7372

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/3/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 3/6/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/17/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/2/1990
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/6/1990
General Securities Principal Examination

Current Firm

FB
FIERO BROTHERS INC.
FEITELL FIERO SECURITIES CORP. | FIERO SECURITIES CORP. | FIERO BROTHERS INC.

CRD#: 27269 / SEC#: , 8-42973

BD
Terminated by SEC on 12/29/2002
PREMIUM
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 08/07/1990
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FIERO, JOHN JOSEPHPRESIDENT1190133

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIERO BROTHERS INC.

CRD#: 27269

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