Brent S. Murray

Some features on this profile are disabled

CRD#: 1190100

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brent Stephen Murray was a registered financial professional .

Brent is a previously registered financial professional and started their career in finance in 1983. Brent had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 11, 2013 - December 19, 2016

G. T. MURRAY GROUP, INC.

RIA

CRD#: 164884

GREAT FALLS, MT

Past

August 26, 2005 - March 19, 2007

HARVEST CAPITAL INVESTMENTS LLC

CRD#: 40367

VIENNA, VA

Past

July 21, 2000 - November 30, 2011

G.T. MURRAY GROUP, INC.

RIA

CRD#: 114088

BOZEMAN, MT

Past

July 19, 1999 - December 31, 2003

CHOICE INVESTMENTS, INC.

CRD#: 17665

AUSTIN, TX

Past

February 26, 1998 - December 31, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

September 23, 1994 - April 11, 1996

INTERNATIONAL SECURITIES GROUP, INC.

CRD#: 22513

SAN DIEGO, CA

Past

February 6, 1990 - December 31, 1993

MURRAY WILT BANTIT, INC.

CRD#: 18873

Past

January 4, 1990 - January 26, 1990

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

April 27, 1989 - January 23, 1990

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

November 29, 1988 - December 31, 1989

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

October 4, 1983 - November 29, 1988

G. T. MURRAY & CO.

CRD#: 7446

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/15/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/4/1987

General Securities Principal Examination

Current Firm

G. T. MURRAY GROUP, INC.

G. T. MURRAY GROUP, INC. | MURRAY, BRENT S. | GT MURRAY GROUP INC. | G.T.MURRAY GROUP INC.

CRD#: 164884 / SEC#:

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Great Falls, MT

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Montana	ERA - Withdrawn	9/4/2012

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brent S. Murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HARVEST CAPITAL INVESTMENTS LLC

G.T. MURRAY GROUP, INC.

CHOICE INVESTMENTS, INC.

WMA SECURITIES, INC.

INTERNATIONAL SECURITIES GROUP, INC.

MURRAY WILT BANTIT, INC.

CETERA WEALTH SERVICES, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

INDEPENDENT FINANCIAL SECURITIES, INC.

G. T. MURRAY & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/15/1993

Series 63

Date: 10/1/1983

Series 7

Date: 8/20/1983

Series 24

Date: 4/4/1987

Current Firm

G. T. MURRAY GROUP, INC.

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

G. T. MURRAY GROUP, INC.

TRUST BUT VERIFY

Similar Advisors