Kenneth J. Julian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth James Julian was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1983. Kenneth had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2021 - July 2, 2025
WASHINGTON TRUST ADVISORS
September 11, 2015 - October 1, 2019
HALSEY ASSOCIATES
April 5, 2010 - October 1, 2015
HALSEY ASSOCIATES INC
June 12, 1991 - May 4, 1992
PRUDENTIAL EQUITY GROUP, LLC
April 2, 1984 - January 1, 1989
PRUDENTIAL EQUITY GROUP, LLC
October 20, 1983 - April 2, 1984
ADVEST, INC.
Primary Firm SEC Registration
WASHINGTON TRUST ADVISORS
CRD#: 110407 / SEC#: 801-18403
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WASHINGTON TRUST ADVISORS
CRD#: 110407 / SEC#: 801-18403
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,356 |
| AUM (Assets Under Management) | $ 1,999,516,447 |
Red Flags
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