Pamela K. Hamill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Karek Hamill, who also goes by Pamela A Hamill, Pamela K Hamill, Pamela Hamill, Pamela A Karek, Pamela Ann Karek, Pamela Anne Karek, Pamela A Karek Hamill, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1985. Pamela had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2022 - April 5, 2023
VANGUARD ADVISERS, INC.
August 9, 2022 - April 5, 2023
VANGUARD MARKETING CORPORATION
March 16, 2018 - January 8, 2020
INVESTMENTS FOR YOU, INC.
November 19, 2010 - March 18, 2016
INVESTMENTS FOR YOU, INC.
October 2, 1989 - December 31, 1989
CADARET, GRANT & CO., INC.
June 11, 1987 - October 2, 1989
CADARET, GRANT & CO., INC.
March 30, 1987 - April 16, 1987
PAMCO SECURITIES AND INSURANCE SERVICES
August 9, 1985 - December 19, 1986
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/9/2022
General Securities Representative ExaminationCurrent Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
