Elana M. Lieberman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elana Mira Lieberman was a registered financial professional .
Elana is a previously registered financial professional and started their career in finance in 1990. Elana had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2005 - April 6, 2022
ELM ADVISORS, LLC
January 11, 1999 - April 26, 2005
CITIGROUP GLOBAL MARKETS INC.
October 21, 1998 - April 26, 2005
CITIGROUP GLOBAL MARKETS INC.
May 5, 1997 - July 28, 1997
CITIGROUP GLOBAL MARKETS INC.
October 24, 1995 - May 23, 1996
WELLS FARGO SECURITIES INC.
October 1, 1990 - June 24, 1994
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ELM ADVISORS, LLC
CRD#: 135682 / SEC#: 801-64366
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 377 |
| AUM (Assets Under Management) | $ 380,894,446 |
Red Flags
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