Howard D. Punch
Professional summary
Howard Dean Punch JR, who also goes by Howard Punch, is a registered financial advisor currently at PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. located in Edina, Minnesota.
Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Howard has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Howard Dean Punch JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2003 - Present
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
Office #1: 3601 W. 76th Street #225, Edina, MN 55435September 21, 1983 - February 22, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
CRD#: 117962 / SEC#: 801-61205
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/16/2014)
(4/28/2003)
Exams
Series 8
Date: 8/29/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
CRD#: 117962 / SEC#: 801-61205
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 540 |
| AUM (Assets Under Management) | $ 2,086,855,319 |
Red Flags
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