Mark D. Godvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark David Godvin, who also goes by Mark Godvin, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 2 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2010 - August 21, 2020
HBK GLOBAL SECURITIES L.P.
October 20, 2004 - September 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 1983 - September 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 5/15/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HBK GLOBAL SECURITIES L.P.
CRD#: 120579 / SEC#: , 8-65316
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HBK SECURITIES LP INC. | LIMITED PARTNER | |
| BURKHARDT, RICHARD HENRY | FINOP | 5440286 |
| GODVIN, MARK DAVID | VICE PRESIDENT, MEMBER OF OVERSIGHT COMMITTEE | 1189421 |
| HARRIS, HEATHER LYNNE MS. | MEMBER OF OVERSIGHT COMMITTEE | 4144805 |
| HBK SECURITIES GP INC. | GENERAL PARTNER | |
| MATHIS, GAYLA LYNETTE | CEO | 2775669 |
| OSBURN, ALISON LARAINE | CHIEF COMPLIANCE OFFICER | 5778391 |
Red Flags
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