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Dean Sherman Barr

CRD# 1189412·Registered 1983 - 2012
Previously Registered: Being a previously registered professional could mean that Dean is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dean Sherman Barr, who also goes by Dean Barr, was a registered financial advisor. Dean was a previously registered financial professional and started their career in finance 1983 - 2012. Dean had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 5 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dean Barr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

VITESSE TRADING GROUP LLC·CRD# 152148
BD
Greenwich, CT
November 4, 2010 - March 26, 2012
MERRIMAN CAPITAL, INC.·CRD# 18296
BD
New York, NY
July 3, 2009 - April 30, 2010
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
June 9, 2006 - July 25, 2007
FSC SECURITIES CORPORATION·CRD# 7461
BD
August 15, 1989 - November 27, 1990
ROBERTSON, STEPHENS & COMPANY LLC·CRD# 7730
BD
September 7, 1988 - July 22, 1989
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
May 6, 1985 - May 17, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 21, 1983 - April 22, 1985

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Current Firm

VT
VITESSE TRADING GROUP LLC

VITESSE TRADING GROUP LLC

CRD#: 152148 / SEC#: 8-68432
BD
Terminated by SEC on 03/24/2012

Contact Information

Established

Delaware since 07/28/2009

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
VTG LLCHOLDING COMPANY—
BARR, DEAN SHERMANMANAGING MEMBER/CEO1189412
DURDEN, JOHN KENNETH JRCHIEF FINANCIAL OPERATIONS OFFICER860423
MEEHAN, JOSEPH EDWARDMANAGING MEMBER/ PRESIDENT/COO/CCO5668347

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1991About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 2006About the Series 7 exam

Series 5 — Interest Rate Options Examination

Passed May 1985

Series 24 — General Securities Principal Examination

Passed Apr 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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