Bruce W. Harting
Professional summary
Bruce William Harting, who also goes by Bruce William Harting, Bruce Harting, is a registered financial professional currently at WEDBUSH SECURITIES INC. located in Jupiter, Florida and WEDBUSH & CO., LLC located in New York, New York.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1983. Bruce has worked at 11 firms and has passed the Series 63, SIE, Series 79, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce William Harting's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
WEDBUSH SECURITIES INC.
Office #1: 110 Front Street, Suite 311, Jupiter, FL 33477Office #2: 142 West 57th Street 12th Fl, New York, NY 10019October 14, 2025 - Present
WEDBUSH & CO., LLC
Office #1: 142 West 57th Street 12th Floor, New York, NY 10019May 3, 2024 - March 28, 2025
WEDBUSH & CO., LLC
February 14, 2022 - September 16, 2022
ROCKEFELLER FINANCIAL LLC
February 14, 2018 - January 26, 2022
DEUTSCHE BANK SECURITIES INC.
May 4, 2015 - August 22, 2017
CREDIT SUISSE SECURITIES (USA) LLC
September 22, 2008 - March 19, 2015
BARCLAYS CAPITAL INC.
February 5, 1997 - September 22, 2008
LEHMAN BROTHERS INC.
May 2, 1989 - April 22, 1996
SALOMON BROTHERS INC.
October 13, 1986 - May 17, 1989
KIDDER, PEABODY & CO. INCORPORATED
July 12, 1984 - August 28, 1986
SCHRODER & CO. INC.
October 19, 1983 - July 23, 1984
RYAN BECK & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WEDBUSH & CO., LLC
CRD#: 328492 / SEC#: , 8-71158
Contact information
FINRA licenses (20 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEDBUSH FINANCIAL SERVICES, LLC | SOLE MEMBER | |
| BILLINGS, DANIEL ERIC | MANAGER | 4568232 |
| BULGER, MARK ANDREW | CCO | 5063497 |
| DEMPSEY, FRANCIS BURKE | PRESIDENT | 2428325 |
| DRUCH, ANDREW WALTER | MANAGER AND GENERAL COUNSEL | 1688071 |
| HULTGREN, DONALD WAYNE | MANAGER | 1475369 |
| KIRKMAN, SAMANTHA | CFO, PFO, COO & POO | 6892438 |
| WEDBUSH, GARY LANCE | MANAGER | 2234455 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
