Bruce W. Harting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce William Harting, who also goes by Bruce William Harting, Bruce Harting, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1983. Bruce had worked at 11 firms and has passed the Series 63, SIE, Series 79, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2025 - May 4, 2026
WEDBUSH & CO., LLC
May 3, 2024 - March 28, 2025
WEDBUSH & CO., LLC
January 3, 2023 - May 4, 2026
WEDBUSH SECURITIES INC.
February 14, 2022 - September 16, 2022
ROCKEFELLER FINANCIAL LLC
February 14, 2018 - January 26, 2022
DEUTSCHE BANK SECURITIES INC.
May 4, 2015 - August 22, 2017
CREDIT SUISSE SECURITIES (USA) LLC
September 22, 2008 - March 19, 2015
BARCLAYS CAPITAL INC.
February 5, 1997 - September 22, 2008
LEHMAN BROTHERS INC.
May 2, 1989 - April 22, 1996
SALOMON BROTHERS INC.
October 13, 1986 - May 17, 1989
KIDDER, PEABODY & CO. INCORPORATED
July 12, 1984 - August 28, 1986
SCHRODER & CO. INC.
October 19, 1983 - July 23, 1984
RYAN BECK & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEDBUSH & CO., LLC
CRD#: 328492 / SEC#: , 8-71158
Contact information
FINRA licenses (20 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEDBUSH FINANCIAL SERVICES, LLC | SOLE MEMBER | |
| BILLINGS, DANIEL ERIC | MANAGER | 4568232 |
| BULGER, MARK ANDREW | CCO | 5063497 |
| DEMPSEY, FRANCIS BURKE | PRESIDENT | 2428325 |
| DRUCH, ANDREW WALTER | MANAGER AND GENERAL COUNSEL | 1688071 |
| HULTGREN, DONALD WAYNE | MANAGER | 1475369 |
| KIRKMAN, SAMANTHA | CFO, PFO, COO & POO | 6892438 |
| WEDBUSH, GARY LANCE | MANAGER | 2234455 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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