Donald T. Bouffard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Thomas Bouffard, who also goes by Don Bouffard, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 1994 - December 31, 2019
RSI ASSET MANAGEMENT
April 6, 1993 - March 20, 1995
SECURITIES AMERICA, INC.
October 20, 1983 - April 6, 1993
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RSI ASSET MANAGEMENT
CRD#: 130508 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
