Douglas F. Reilly
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CRD#: 1189356
Professional summary
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That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Frank Reilly was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1983. Douglas had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Biography
As President, Frank oversees all aspects for the firm, including day-to-day operations, strategic alliances, joint ventures, and compliance, and develops new services. Frank is co-chair of the firm’s Investment Committee and represents Reilly Financial Advisors internationally.
Frank’s immersion in international business has served as the foundation for the firm’s global approach. Frank has conducted business, researched potential foreign offices, and negotiated contracts in Switzerland, England, Saudi Arabia, Singapore, and the Czech Republic, meeting with local financial regulators, lawyers, and potential partners. Frank also spent 18 months working out of the firm’s Saudi Arabia office. He has attended investment and economic symposiums internationally and has traveled for business to Europe, Africa, the Middle East, India, and the Far East, including 16 “around the world” and 20 intercontinental trips. Frank continues to travel internationally to develop strategic alliances, stay abreast of global economic issues, and visit clients.
Prior to co-founding Reilly Financial Advisors, Frank worked in multiple roles at LPL Financial, a leading technology, brokerage, and investment advisory platform for financial advisors. In this role, he researched and negotiated several international alliance contracts with multiple countries, including Brazil, Bahrain, and Canada. He was also an integral member of the team that began Global Portfolio Advisors, an international institutional money management firm that still exists today, researching and meeting with local financial regulators and major foreign investment firms around the world and conducting business in India, Singapore, Indonesia, Lebanon, Bahrain, and Taiwan. Frank worked closely with the Royal Bank of Canada to draft an offshore trust offering for LPL representatives and was responsible for compliance with IRS laws regarding non-resident (NR) and passive foreign investment company (PFIC) taxes for the offshore trust.
Frank holds a bachelor's degree and a master’s degree in International Business from the United States International University and has earned the FINRA Series 4, 7, 24, 63, and 65 licenses.
Frank’s professional and personal experiences traveling and conducting business around the world, combined with his advanced education in international business, have shaped his real-world perspective, guide firm reactions to world events, and help him to position portfolios to the benefit of the firm’s clients.
In his free time, Frank enjoys teaching middle school, high school and collegiate-level courses in finance, investing, and economics. He also enjoys skiing, mountain biking, attending church, and enjoying Disneyland with his family.
Question & Answer
What are your service offerings?
Institutional consulting
Trading individual securities
Financial planning
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
350K
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
International Business
1987 - 1988
Masters of Business Administration
1986 - 1987
1983 - 1986
Experience
Past
March 8, 2022 - December 15, 2023
CREATIVE PLANNING
RIA
CRD#: 105348
La Mesa, CA
Past
August 12, 1999 - March 7, 2022
REILLY FINANCIAL ADVISORS
RIA
CRD#: 110315
LA MESA, CA
Past
March 12, 1990 - October 1, 1999
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
February 14, 1990 - March 6, 1990
NILCORP SECURITIES COMPANY
BD
CRD#: 16553
Past
November 23, 1988 - February 8, 1990
BOARDWALK CAPITAL CORPORATION
BD
CRD#: 10279
Past
September 23, 1983 - January 10, 1989
REILLY SECURITIES, INC.
BD
CRD#: 8540
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CREATIVE PLANNING
CREATIVE PLANNING | WOMEN'S WEALTH MANAGEMENT | THE EXCHANGE TRADED FUND CENTER | CREATIVE PLANNING, LLC | CREATIVE PLANNING, INC. | CREATIVE PLANNING INC
CRD#: 105348 / SEC#: 801-18564
RIA
Registered Investment Advisory firm - (3/18/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CP
CREATIVE PLANNING
CREATIVE PLANNING | WOMEN'S WEALTH MANAGEMENT | THE EXCHANGE TRADED FUND CENTER | CREATIVE PLANNING, LLC | CREATIVE PLANNING, INC. | CREATIVE PLANNING INC
CRD#: 105348 / SEC#: 801-18564
RIA
Registered Investment Advisory firm - (3/18/1983 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5454 W. 110th Street, Overland Park, KS 66211
Mailing Address
Phone number
(866) 909-5148
Established
Firm type
Fiscal year end
# of Employees
1,428
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 269,686 |
| AUM (Assets Under Management) | $ 217,399,324,981 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/27/2025 | ||
| 09/19/2024 | ||
| 01/03/2024 | ||
| 01/18/2023 |
Red Flags
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