Rosita M. Torruellaserralles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rosita Maria Torruellaserralles, who also goes by Rosita Maria Torruella, Rosita Torruellaserralles, was a registered financial professional .
Rosita is a previously registered financial professional and started their career in finance in 1983. Rosita had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 1999 - August 23, 2012
RD CAPITAL GROUP, INC.
June 26, 1992 - November 3, 1997
CLARK MELVIN SECURITIES CORPORATION
June 8, 1988 - July 20, 1992
FIRST CONTINENTAL CORPORATION
September 19, 1984 - June 8, 1988
UBS FINANCIAL SERVICES INC.
November 8, 1983 - August 6, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
RD CAPITAL GROUP, INC.
CRD#: 37470 / SEC#: , 8-47759
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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