Sukhdeep Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sukhdeep Singh, CFP®, who also goes by Sukhi Singh, was a registered financial professional .
Sukhdeep is a previously registered financial professional and started their career in finance in 1983. Sukhdeep had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2008 - January 3, 2022
COMERICA SECURITIES
April 25, 2007 - January 3, 2022
COMERICA SECURITIES
October 8, 2001 - January 9, 2007
LASALLE FINANCIAL SERVICES, INC.
August 27, 1999 - October 8, 2001
INDEPENDENCE ONE BROKERAGE SERVICES, INC.
August 4, 1995 - March 12, 1998
INDEPENDENCE ONE BROKERAGE SERVICES, INC.
March 31, 1993 - August 1, 1995
PRINCIPAL SECURITIES, INC.
March 9, 1993 - August 1, 1995
PRINCIPAL SECURITIES, INC.
June 18, 1992 - March 29, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 18, 1992 - March 29, 1993
SIGNATOR INVESTORS, INC.
January 3, 1990 - May 18, 1992
PRINCIPAL SECURITIES, INC.
October 12, 1983 - January 11, 1990
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMERICA SECURITIES
CRD#: 17079 / SEC#: 801-64897, 8-35001
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMERICA INVESTMENT SERVICES, INC. | SHAREHOLDER | |
| AMOS, NICHOLAS CHARLES | DIRECTOR | 2013807 |
| CARR, JAMES | DIRECTOR | 4353199 |
| MAIER, JOHN BONIFACE | DIRECTOR | 1812378 |
| MURDOCK, WILLIAM B | CEO/PRESIDENT/CHAIRMAN | 5777100 |
| SCHELL, RICHARD EDWARD | DIRECTOR/ SENIOR VICE PRESIDENT/ CCO | 1543415 |
| THAIRANI, POOJA | DIRECTOR/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 7869698 |
Regulatory assets under management
| Total Number of Accounts | 4,527 |
| AUM (Assets Under Management) | $ 2,385,128,214 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2023 | ||
| 12/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
