Audrey A. Lovett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Audrey Ann Lovett, who also goes by Audrey Ann Orsburn, was a registered financial professional .
Audrey is a previously registered financial professional and started their career in finance in 1983. Audrey had worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 1989 - October 6, 1989
SWINK & COMPANY, INC.
August 10, 1988 - January 25, 1989
U.S. ASSOCIATES, INC.
September 30, 1985 - August 24, 1988
SWINK & COMPANY, INC.
February 10, 1984 - October 4, 1985
BRITTENUM & ASSOCIATES, INC.
September 21, 1983 - February 6, 1984
UNITED CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SWINK & COMPANY, INC.
CRD#: 7111 / SEC#: , 8-19804
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
