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Bernard Mark Hoyt

CRD# 1189262·Registered 1983 - 2011
Previously Registered: Being a previously registered professional could mean that Bernard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bernard Mark Hoyt was a registered financial advisor. Bernard was a previously registered financial professional and started their career in finance 1983 - 2011. Bernard had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

SAN DIEGO TAX & WEALTH MANAGEMENT, INC·CRD# 133821
RIA
La Mesa, CA
March 9, 2005 - November 3, 2011
OSAIC WEALTH, INC.·CRD# 23131
RIA
La Mesa, CA
July 8, 1997 - December 31, 2013
OSAIC WEALTH, INC.·CRD# 23131
BD
La Mesa, CA
February 14, 1990 - October 27, 2022
BOARDWALK CAPITAL CORPORATION·CRD# 10279
BD
July 22, 1988 - February 8, 1990
REILLY SECURITIES, INC.·CRD# 8540
BD
September 17, 1985 - July 26, 1988
FIRST CERTIFIED CORPORATION·CRD# 15175
BD
March 8, 1985 - October 28, 1985
REILLY SECURITIES, INC.·CRD# 8540
BD
September 22, 1983 - July 26, 1988

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1983About the Series 7 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed May 2007About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Feb 1984About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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