Charles M. Shackelford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Meacham Shackelford was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2024 - March 2, 2026
CMS FINANCIAL
September 21, 2023 - December 19, 2024
INDEPENDENT FINANCIAL GROUP, LLC
September 21, 2023 - December 19, 2024
INDEPENDENT FINANCIAL GROUP, LLC
January 2, 2004 - September 28, 2023
CROWN CAPITAL SECURITIES, L.P.
January 2, 2004 - September 28, 2023
CROWN CAPITAL SECURITIES, L.P.
August 18, 2003 - January 6, 2004
GIRARD SECURITIES, INC.
August 15, 2003 - January 6, 2004
GIRARD SECURITIES, INC.
December 16, 1997 - August 22, 2003
SENTRA SECURITIES CORPORATION
September 23, 1983 - August 22, 2003
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CMS FINANCIAL
CRD#: 333567 / SEC#:
Contact information
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