Mark C. Squitieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Carmine Squitieri was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 16 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2022 - May 4, 2023
ZEUS FINANCIAL, LLC
January 31, 2020 - May 25, 2022
FIRST BANKERS' BANC SECURITIES, INC
March 25, 2019 - February 4, 2020
COHEN & COMPANY SECURITIES, LLC
March 19, 2018 - December 4, 2018
B. RILEY WEALTH MANAGEMENT
March 19, 2018 - December 4, 2018
B. RILEY SECURITIES, INC.
June 19, 2017 - April 30, 2018
TRIBAL CAPITAL MARKETS, LLC
August 20, 1996 - August 17, 2016
VINING-SPARKS IBG, LLC
July 12, 1994 - September 19, 1995
MARK TWAIN BROKERAGE SERVICES, INC.
October 1, 1992 - June 27, 1994
CLAYTON BROWN & ASSOCIATES, INC.
June 11, 1991 - August 31, 1992
RODMAN & RENSHAW INC.
March 26, 1991 - June 13, 1991
SECURITIES CORPORATION OF IOWA
September 4, 1990 - October 23, 1990
WELLS FARGO CLEARING SERVICES, LLC
July 10, 1989 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
July 25, 1987 - June 3, 1988
BNY SECURITIES, INC.
May 25, 1984 - April 28, 1987
YAMAICHI INTERNATIONAL (AMERICA) INC.
November 23, 1983 - December 28, 1983
D.S. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 3/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
ZEUS FINANCIAL, LLC
CRD#: 18192 / SEC#: , 8-36214
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUTKEVITS, LETICIA VERA | MEMBER | 6717105 |
| ORCHID BAY FINANCIAL HOLDINGS, LLC | MEMBER | |
| ACHILLE, RALPH | CCO | 5875142 |
| BUTKEVITS, VINCENT WILLIAM III | CEO | 1818987 |
| KUMAR, PARDEEP | MANAGING DIRECTOR | 5214503 |
| PISCATELLI, DAVID ANTHONY | COO | 4027320 |
| SHUMBERG, IVANA MARCELLA | FINOP/PFO | 3167225 |
| TROUSDALE, LAUREN NICOLE | FINOP/POO | 5622407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
