Susan J. Hodess
ARROW FINANCIAL GROUP
Farmington Hills, MI 48334
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CRD#: 1188881
Professional summary
Susan Jill Hodess, CFP®, who also goes by Susan Jill Bornstein, is a registered financial advisor currently at ARROW FINANCIAL GROUP located in Farmington Hills, Michigan and OSAIC WEALTH, INC. located in Farmington Hills, Michigan.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Susan has worked at 6 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Education Planning
Elder Care
Retirement Planning
Budgeting
Investment Planning
Debt Management
Comprehensive Financial Planni...
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Susan Jill Bornstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CAPITAL CONSULTING GROUP AND FINANCIAL ADVISORS POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1985 ADDRESS: 31800 Northwestern Highway, Suite 300 Farmington Hills MI 48334 DESCRIPTION: I have been a licenced insurance agent for over 30 years. It is a significant part of my financial planning business and I generate revenue from this practice. 2. ARROW INVESTMENT MANAGEMENT POSITION: Investment Advisor NATURE: Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2013 ADDRESS: 31800 Northwestern, #300, Farmington Hills MI 48334, United States DESCRIPTION: I am an affiliate with my Managing Executive, Kent Bowman and his independent RIA, Arrow Investment Management. 3. HEBREW FREE LOAN POSITION: Board Member NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 6735 Telegraph Road, #300, Bloomfield Hills MI 48301, United States DESCRIPTION: I am a board member of this non-profit organization. On a quarterly basis I attend board meetings. 4. ARROW FINANCIAL SOLUTIONS, PLC DBA ARROW FINANCIAL GROUP POSITION: Registered Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/25/2012 ADDRESS: 31800 Northwestern Highway, Suite 300, Farmington Hills MI 48334, United States DESCRIPTION: Financial advisory and consulting
CRS (Client Relationship Summary) - RIA
Click below to view Susan Jill Hodess's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
June 16, 2011 - Present
ARROW FINANCIAL GROUP
Office #1: 31800 Northwestern Highway Suite 300, Farmington Hills, MI 48334RIA
CRD#: 119423
Farmington Hills, MI
Current
December 17, 1996 - Present
OSAIC WEALTH, INC.
Office #1: 31800 Northwestern Hwy Suite 300, Farmington Hills, MI 48334RIA
BD
CRD#: 23131
Farmington Hills, MI
Past
December 9, 1994 - December 31, 1996
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
July 31, 1990 - December 12, 1994
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
March 25, 1985 - July 23, 1990
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
October 13, 1983 - February 25, 1985
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/19/2021)
RR
California(1/31/2006)
RR
Colorado(2/13/2025)
RR
Florida(9/21/2006)
RR
Georgia(4/27/2015)
RR
Michigan(12/17/1996)
IAR
Michigan(6/16/2011)
RR
Vermont(9/5/2024)
RR
Washington(3/29/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ARROW FINANCIAL GROUP
ARROW FINANCIAL GROUP | THE 401K FIXERS | DO-IT-YOURSELF RETIREMENT PLANNING | ARROW INVESTMENT MANAGEMENT, LLC | ARROW INVESTMENT MANAGEMENT | ARROW FINANCIAL SOLUTIONS, PLC
CRD#: 119423 / SEC#:
Michigan
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Contact information
Main Address
31800 Northwestern Highway Suite 300, Farmington Hills, MI 48334
Mailing Address
Phone number
(248) 918-4900
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 22,000,000 |
Red Flags
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