Dean S. Jensen

AMERICAN DISCOVERY ADVISORS

Los Angeles, CA 90025

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CRD#: 1188874

Professional summary

Dean Sherman Jensen is a registered financial professional currently at AMERICAN DISCOVERY ADVISORS, LLC located in Los Angeles, California.

Dean is registered as a RR (Registered Representative) and started their career in finance in 1983. Dean has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dean Sherman Jensen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2020 - Present

AMERICAN DISCOVERY ADVISORS, LLC

Office #1: 11150 Santa Monica Blvd. Suite 1425, Los Angeles, CA 90025

CRD#: 287488

Los Angeles, CA

Past

November 21, 2016 - November 19, 2018

PRECISION SECURITIES, LLC

CRD#: 103976

DEL MAR, CA

Past

September 11, 2013 - August 22, 2014

AGINCOURT, LTD.

CRD#: 36661

PEMBROKE,

Past

January 6, 2010 - August 30, 2013

CIM SECURITIES, LLC

CRD#: 120852

PALMER, AK

Past

July 26, 1995 - April 30, 1996

D.H. TROOB & COMPANY

CRD#: 16222

NEW YORK, NY

Past

August 24, 1992 - May 3, 1994

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEWPORT BEACH, CA

Past

May 20, 1991 - January 10, 1992

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

February 7, 1990 - February 7, 1991

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

January 16, 1987 - February 20, 1990

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 31, 1984 - February 6, 1987

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

November 23, 1983 - September 28, 1984

BECKER PARIBAS INCORPORATED

CRD#: 7635

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/2/2020)

Exams

State Security Law Exam

Series 63

Date: 2/22/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/5/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMERICAN DISCOVERY ADVISORS, LLC

CRD#: 287488 / SEC#: , 8-69899

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025

Mailing Address

11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025

Phone number

(310) 968-6755

Established

Delaware since 10/11/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
JOLIET FAMILY TRUST DTD 10/10/08	MEMBER
WEBBER TRUST AGREEMENT DTD MARCH 15 2004	MEMBER
GOLDMAN, SUSAN GOODELL	CHIEF COMPLIANCE OFFICER	2655210
JOLIET, JOHN PAUL	PRESIDENT, TRUSTEE	2769030
KINZER, CAROL ANN	CFO/FINOP/PFO/POO	4519471
WEBBER, BRIAN M	CEO, TRUSTEE	2390733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dean S. Jensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dean Sherman Jensen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRECISION SECURITIES, LLC

AGINCOURT, LTD.

CIM SECURITIES, LLC

D.H. TROOB & COMPANY

ROTH CAPITAL PARTNERS, LLC

ING INVESTMENT MANAGEMENT SERVICES LLC

KIDDER, PEABODY & CO. INCORPORATED

J.P. MORGAN SECURITIES LLC

DREXEL BURNHAM LAMBERT INCORPORATED

BECKER PARIBAS INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/2010

SIE

Date: 10/1/2018

Series 7

Date: 1/5/2010

FINRA

Current Firm

AMERICAN DISCOVERY ADVISORS, LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AMERICAN DISCOVERY ADVISORS, LLC

TRUST BUT VERIFY

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