SK
Stephen M. Kremer
CENTAURUS FINANCIAL
AUBURN HILLS, MI 48326
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CRD#: 1188829
SK
Professional summary
Stephen Mark Kremer is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Auburn Hills, Michigan.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Stephen has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BROKERAGE DESIGN AND DEVELOPMENT (BDD) POSITION: Managing Director NATURE: Training registered representatives on best practices INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/1997 ADDRESS: 2300 E Katella Ave, Anaheim CA 92868, United States DESCRIPTION: Course Instructor and business consultant 2. WEALTHMAP ADVISORS POSITION: Member NATURE: DBA for branding purposes only INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2021 ADDRESS: 2701 Cambridge Court, Suite 525, Auburn Hills MI 48326, United States DESCRIPTION: None 3. KREMERICA INDUSTRIES LLC POSITION: Member NATURE: Shell corporation for business expenses, including payroll INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2000 ADDRESS: 2701 Cambridge Court, Suite 525, Auburn Hills MI 48326, United States DESCRIPTION: Managing business operations
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Mark Kremer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stephen Mark Kremer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2701 Cambridge Court Suite #525, Auburn Hills, MI 48326RIA
BD
CRD#: 30833
AUBURN HILLS, MI
Current
September 5, 1997 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2701 Cambridge Court Suite #525, Auburn Hills, MI 48326RIA
BD
CRD#: 30833
AUBURN HILLS, MI
Past
June 14, 2000 - April 15, 2005
BROKERAGE DESIGN & DEVELOPMENT, INC.
BD
CRD#: 18204
ORANGE, CA
Past
September 18, 1989 - September 17, 1997
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
September 13, 1983 - September 20, 1989
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/30/2021)
IAR
Alaska(7/9/2021)
RR
Arizona(7/27/2011)
RR
California(9/11/1997)
IAR
California(1/24/2012)
RR
Colorado(9/18/2008)
IAR
Colorado(1/24/2012)
IAR
Connecticut(8/11/2011)
RR
Connecticut(7/18/2013)
RR
Florida(10/17/2007)
IAR
Florida(1/25/2012)
RR
Illinois(1/12/2024)
IAR
Illinois(1/18/2024)
RR
Kentucky(6/29/2016)
IAR
Kentucky(7/5/2016)
RR
Massachusetts(3/2/2007)
IAR
Massachusetts(1/25/2012)
RR
Michigan(9/5/1997)
IAR
Michigan(9/17/2010)
RR
Montana(1/9/2017)
IAR
Montana(1/9/2017)
RR
Nebraska(1/22/2024)
IAR
Nebraska(1/31/2024)
RR
New York(5/15/2018)
IAR
New York(11/12/2021)
RR
North Carolina(7/9/2009)
IAR
North Carolina(10/31/2013)
RR
Ohio(10/15/2008)
IAR
Rhode Island(12/1/2016)
RR
South Carolina(9/9/2025)
IAR
South Carolina(9/17/2025)
RR
Tennessee(11/22/2017)
RR
Texas(12/16/2016)
IAR
Texas(2/3/2021)
RR
Washington(1/30/2017)
IAR
Washington(1/30/2017)
RR
Wisconsin(8/16/2013)
IAR
Wisconsin(8/19/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
