Janice M. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Marie Greene, who also goes by Janice Schweitzer Greene, Janice Greene, Janice Marie Schweitzer, was a registered financial advisor .
Janice is a previously registered financial advisor and started their career in finance in 1984. Janice had worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2008 - April 7, 2011
FREESTONE CAPITAL MANAGEMENT, LLC
August 4, 2004 - May 13, 2008
FREESTONE CAPITAL MANAGEMENT INC
January 21, 2003 - March 31, 2011
FREESTONE SECURITIES, LLC
November 1, 2000 - December 13, 2001
ALARON FINANCIAL SERVICES
December 12, 1997 - December 3, 2002
B. RILEY WEALTH ADVISORS, INC.
June 19, 1996 - November 15, 2002
NATIONAL SECURITIES CORPORATION
April 25, 1984 - November 24, 1993
NATIONAL SECURITIES CORPORATION
March 29, 1984 - May 1, 1984
EVANS LLEWELLYN SECURITIES, INC.
Primary Firm SEC Registration
FREESTONE CAPITAL MANAGEMENT, LLC
CRD#: 145711 / SEC#: 801-69073
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/7/1998
Limited Representative-Equity Trader ExamCurrent Firm
FREESTONE CAPITAL MANAGEMENT, LLC
CRD#: 145711 / SEC#: 801-69073
Contact information
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,231 |
| AUM (Assets Under Management) | $ 11,493,619,610 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/16/2025 | ||
| 11/21/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
