Jeffrey N. Allsop

CAPITAL INVESTMENT SERVICES OF AMERICA

Milwaukee, WI 53202

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CRD#: 1188753

Professional summary

Jeffrey Nichols Allsop is a registered financial advisor currently at CAPITAL INVESTMENT SERVICES OF AMERICA INC located in Milwaukee, Wisconsin.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Jeffrey has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Nichols Allsop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 1991 - Present

CAPITAL INVESTMENT SERVICES OF AMERICA INC

Office #1: 111 E. Wisconsin Avenue, Suite 1310, Milwaukee, WI 53202

RIA

CRD#: 110639

Milwaukee, WI

Past

September 22, 1983 - September 19, 1990

SECURITIES CORPORATION OF IOWA

CRD#: 6945

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT SERVICES OF AMERICA INC

CRD#: 110639 / SEC#: 801-15052

RIA

Registered Investment Advisory firm - (2/21/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/19/2019)

IAR

California
(1/4/2021)

IAR

Florida
(8/21/2019)

IAR

Illinois
(1/4/2021)

IAR

Iowa
(1/4/2021)

IAR

Louisiana
(1/4/2021)

IAR

Michigan
(11/19/2009)

IAR

Ohio
(1/4/2021)

IAR

Texas
(4/30/1992)

IAR

Virginia
(4/27/2015)

IAR

Washington
(11/20/2023)

IAR

Wisconsin
(4/15/1991)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/13/1987

General Securities Principal Examination

Current Firm

CAPITAL INVESTMENT SERVICES OF AMERICA INC

CRD#: 110639 / SEC#: 801-15052

RIA

Registered Investment Advisory firm - (2/21/1980 Approved)

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Contact information

Main Address

111 E. Wisconsin Ave, Suite 1310, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 278-7744

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 12-2024 (12/3/2024)

Regulatory assets under management

Total Number of Accounts	888
AUM (Assets Under Management)	$ 1,228,290,821

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Jeffrey N. Allsop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Nichols Allsop's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES CORPORATION OF IOWA

Primary Firm SEC Registration

CAPITAL INVESTMENT SERVICES OF AMERICA INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/1992

Series 63

Date: 11/5/1983

Series 7

Date: 9/17/1983

Series 24

Date: 3/13/1987

Current Firm

CAPITAL INVESTMENT SERVICES OF AMERICA INC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT SERVICES OF AMERICA INC

TRUST BUT VERIFY

Contact information

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