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CC

Christopher D. Colgan

Some features on this profile are disabled
CRD#: 1188736
CC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher David Colgan was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1984. Christopher had worked at 6 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 11, 2006 - July 18, 2006

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

July 21, 1998 - September 25, 1998

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY
Past

January 31, 1997 - January 12, 1998

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

January 26, 1996 - January 15, 1997

NEEDHAM & COMPANY, LLC

BD
CRD#: 16360
NEW YORK, NY
Past

August 30, 1985 - July 5, 1995

UBS CAPITAL MARKETS L.P.

BD
CRD#: 2692
Past

November 29, 1984 - August 1, 1985

ROONEY, PACE INC.

BD
CRD#: 6218
Past

June 20, 1984 - July 5, 1995

UBS CAPITAL MARKETS L.P.

BD
CRD#: 2692
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/3/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/1984
General Securities Representative Examination

Current Firm

GT
G-2 TRADING,LLC
G-2 TRADING,LLC | RBC PROFESSIONAL TRADING GROUP LLC | RBC PROFESSIONAL TRADER GROUP LLC | GENERIC TRADING OF PHILADELPHIA, LLC

CRD#: 44018 / SEC#: , 8-50510

BD
Terminated by SEC on 09/13/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/25/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
M STREET CAPITAL LLCMANAGING MEMBER
FINNEN, KENNETH ARTHURCCO1974997
FORTUNOFF, GREGORY BCEO2449593
LEIB, SHARON BETHCFO5799319

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G-2 TRADING,LLC

CRD#: 44018

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