Joseph P. Davis
Professional summary
Joseph Pinkney Davis III was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Joseph had worked at 5 firms, which includes DAVIS WEALTH MANAGEMENT, WELLS FARGO CLEARING SERVICES LLC, FIRST UNION CAPITAL MARKETS CORP., J.C. BRADFORD & CO., MORGAN STANLEY DW INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2009 - May 1, 2017
DAVIS WEALTH MANAGEMENT
December 31, 2001 - June 12, 2009
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - June 12, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 30, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
May 1, 1989 - December 8, 1998
J.C. BRADFORD & CO.
September 26, 1984 - May 8, 1989
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
DAVIS WEALTH MANAGEMENT
CRD#: 150441 / SEC#: 801-70254
Contact information
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