Robert N. Chaiklin

BIOS RESEARCH

BOCA RATON, FL

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CRD#: 1188583

Professional summary

Robert Neil Chaiklin is a registered financial advisor currently at BIOS RESEARCH located in Boca Raton, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Robert has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Neil Chaiklin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2015 - Present

BIOS RESEARCH

RIA

CRD#: 163720

BOCA RATON, FL

Past

February 7, 2012 - March 24, 2015

R. F. LAFFERTY & CO., INC.

CRD#: 2498

NEW YORK, NY

Past

June 18, 2008 - January 31, 2012

KERN, SUSLOW SECURITIES, INC.

CRD#: 24755

NEW YORK, NY

Past

May 18, 2007 - June 18, 2008

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

April 27, 2006 - May 23, 2007

NEWOAK CAPITAL MARKETS LLC

CRD#: 104063

BOCA RATON, FL

Past

March 24, 2003 - April 26, 2006

CAPITAL GROWTH FINANCIAL, LLC

CRD#: 41040

BOCA RATON, FL

Past

June 28, 2001 - March 21, 2003

KSH INVESTMENT GROUP, INC.

CRD#: 41817

GREAT NECK, NY

Past

August 18, 2000 - June 27, 2001

HD BROUS & CO., INC.

CRD#: 22062

GREAT NECK, NY

Past

November 20, 1996 - August 18, 2000

AVALON RESEARCH GROUP, INC.

CRD#: 39815

BOCA RATON, FL

Past

January 28, 1995 - November 29, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 12, 1993 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

August 9, 1990 - August 10, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

April 4, 1988 - August 8, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 22, 1983 - April 12, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/13/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/24/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 1/17/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BIOS RESEARCH

BIOS RESEARCH | BIOS RESEARCH, LLC

CRD#: 163720 / SEC#:

Colorado

Registered Investment Advisory firm - (4/7/2017 Approved)

Texas

Registered Investment Advisory firm - (6/14/2012 Approved)

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Contact information

Main Address

1751 River Run Suite 400, Fort Worth, TX 76107

Mailing Address

Phone number

(970) 631-4231

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Robert N. Chaiklin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Neil Chaiklin's CRS (Customer Relationship Summary).

Certified licenses

Experience

R. F. LAFFERTY & CO., INC.

KERN, SUSLOW SECURITIES, INC.

NEWBRIDGE SECURITIES CORPORATION

NEWOAK CAPITAL MARKETS LLC

CAPITAL GROWTH FINANCIAL, LLC

KSH INVESTMENT GROUP, INC.

HD BROUS & CO., INC.

AVALON RESEARCH GROUP, INC.

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

LEHMAN BROTHERS INC.

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/2015

Series 63

Date: 10/14/1983

SIE

Date: 3/24/2015

Series 7

Date: 9/17/1983

Series 8

Date: 1/17/1994

Current Firm

BIOS RESEARCH

Contact information

Documents

Red Flags

Company Information

BIOS RESEARCH

TRUST BUT VERIFY

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