Ronald R. Castrogiovanni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Raymond Castrogiovanni, CFP®, who also goes by Ronald Raymond Castrogiovani, Ron Castrogiovanni, Ronald Raymond Castrogiovanni, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1983. Ronald had worked at 16 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 15, Series 5, Series 3, Series 7, Series 22, Series 6, Series 53 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2013
Education
Loyola University
Bachelor of Business Administration - Marketing & Finance
1981
Experience
March 31, 2025 - August 14, 2025
STRATEGIC ADVISERS LLC
September 20, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 15, 2021 - August 14, 2025
FIDELITY BROKERAGE SERVICES LLC
March 23, 2018 - September 10, 2021
PRUCO SECURITIES, LLC.
March 19, 2018 - September 10, 2021
PRUCO SECURITIES, LLC.
September 30, 2013 - March 22, 2018
WADDELL & REED
September 30, 2013 - March 22, 2018
WADDELL & REED
May 21, 2003 - October 1, 2013
U.S. BANCORP INVESTMENTS, INC.
June 1, 2001 - October 1, 2013
U.S. BANCORP INVESTMENTS, INC.
October 15, 1996 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
October 29, 1993 - July 8, 1996
ALLSTATE FINANCIAL SERVICES, LLC
January 27, 1993 - November 9, 1993
LASALLE FINANCIAL SERVICES, INC.
November 10, 1992 - January 26, 1993
CAPITAL BROKERAGE CORPORATION
May 14, 1991 - October 28, 1992
SIGNATOR INVESTORS, INC.
May 14, 1991 - December 24, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 21, 1988 - April 23, 1991
COUNTRY CAPITAL MANAGEMENT COMPANY
November 22, 1986 - April 9, 1988
CIBC WORLD MARKETS CORP.
April 19, 1984 - December 5, 1986
UBS FINANCIAL SERVICES INC.
September 23, 1983 - April 12, 1984
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 15
Date: 9/19/1984
Foreign Currency Options ExaminationSeries 5
Date: 9/18/1984
Interest Rate Options ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555TRUST BUT VERIFY
Monitor Ronald Castrogiovanni
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