Rex W. Oliver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rex William Oliver was a registered financial advisor .
Rex is a previously registered financial advisor and started their career in finance in 1983. Rex had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2019 - August 3, 2026
FARMERS FINANCIAL SOLUTIONS, LLC
August 7, 2012 - December 31, 2018
ALLSTATE FINANCIAL SERVICES, LLC
January 7, 2011 - June 10, 2011
SECURITIES MANAGEMENT & RESEARCH, INC.
October 28, 2008 - September 2, 2009
RICE BROWN FINANCIAL SERVICES
October 20, 2006 - August 20, 2009
NEXT FINANCIAL GROUP, INC.
December 16, 2005 - October 27, 2008
RICE BROWN FINANCIAL SERVICES
February 27, 2004 - October 30, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 19, 2001 - June 6, 2002
PRUCO SECURITIES, LLC.
May 3, 1999 - October 18, 2001
PARK AVENUE SECURITIES LLC
June 8, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
November 3, 1997 - April 6, 1998
ROBERT W. BAIRD & CO. INCORPORATED
October 31, 1997 - April 6, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 3, 1995 - August 5, 1997
NEW ENGLAND SECURITIES
October 26, 1993 - December 31, 1994
VOYA FINANCIAL ADVISORS, INC.
January 15, 1991 - October 25, 1991
ROBERT W. BAIRD & CO. INCORPORATED
January 11, 1991 - October 25, 1991
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 9, 1988 - October 19, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
October 6, 1983 - May 4, 1988
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
