Maria Tychi-kefalas
Professional summary
Maria Tychi-kefalas, who also goes by Maria Angela Tychi, Maria Tychikefalas, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Staten Island, New York.
Maria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Maria has worked at 13 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Maria Tychi-kefalas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Maria Tychi-kefalas's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2022 - Present
SANTANDER SECURITIES LLC
Office #1: 4025 Amboy Road, Staten Island, NY 10308Office #2: 2700 Hylan Blvd., Staten Island, NY 10306Office #3: 4310 Amboy Road, Staten Island, NY 10312April 11, 2022 - Present
SANTANDER SECURITIES LLC
Office #1: 4025 Amboy Road, Staten Island, NY 10308Office #2: 2700 Hylan Blvd., Staten Island, NY 10306Office #3: 4310 Amboy Road, Staten Island, NY 10312December 9, 2021 - February 28, 2022
CETERA INVESTMENT SERVICES LLC
July 13, 2018 - December 13, 2019
PEOPLE'S SECURITIES, INC.
July 12, 2018 - December 13, 2019
PEOPLE'S SECURITIES, INC.
July 5, 2016 - August 2, 2016
LPL FINANCIAL LLC
June 29, 2016 - August 2, 2016
LPL FINANCIAL LLC
April 3, 2013 - September 16, 2014
SANTANDER SECURITIES LLC
October 12, 2012 - September 16, 2014
SANTANDER SECURITIES LLC
February 17, 2012 - September 19, 2012
LPL FINANCIAL LLC
August 31, 2007 - February 6, 2012
HSBC SECURITIES (USA) INC.
August 31, 2007 - February 6, 2012
HSBC SECURITIES (USA) INC.
April 9, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 9, 2007 - August 23, 2007
MSI FINANCIAL SERVICES, INC.
July 10, 2006 - May 9, 2007
HSBC SECURITIES (USA) INC.
January 1, 2005 - May 9, 2007
HSBC SECURITIES (USA) INC.
June 26, 2001 - January 1, 2005
HSBC BROKERAGE (USA) INC.
June 1, 1992 - June 28, 2001
CITICORP INVESTMENT SERVICES
January 10, 1990 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
November 8, 1988 - November 30, 1989
WEDBUSH SECURITIES INC.
June 15, 1987 - November 30, 1989
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
October 22, 1985 - March 18, 1987
MULLER AND COMPANY, INC.
Primary Firm SEC Registration
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2025)
(4/13/2022)
(4/12/2022)
(8/10/2022)
(11/20/2023)
(1/24/2023)
Exams
FINRA
Current Firm
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
