Nicholas C. Besobrasow

ALUPKA ASSET MANAGEMENT

Driggs, ID 83422

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CRD#: 1187914

Professional summary

Nicholas Czernichew Besobrasow, who also goes by Nicholas Czernichew Besobrasov, Nicholas C Besobrasow, is a registered financial advisor currently at ALUPKA ASSET MANAGEMENT located in Driggs, Idaho.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Nicholas has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Czernichew Besobrasov | Nicholas C Besobrasow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Czernichew Besobrasow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2011 - Present

ALUPKA ASSET MANAGEMENT

Office #1: 60 E. Little Ave. Suite 201, Driggs, ID 83422

RIA

CRD#: 158410

Driggs, ID

Past

January 24, 2001 - December 31, 2011

ALUPKA ASSET MANAGEMENT, L.L.C.

RIA

CRD#: 127005

ENCINITAS, CA

Past

July 24, 1999 - February 21, 2001

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

June 24, 1997 - June 15, 1999

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

October 26, 1994 - May 13, 1997

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

Past

December 22, 1987 - October 18, 1994

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/22/2011)

IAR

Idaho
(12/11/2019)

IAR

Wyoming
(3/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/4/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/30/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

Current Firm

ALUPKA ASSET MANAGEMENT

ALUPKA ASSET MANAGEMENT | BADGER CAPITAL ADVISORS, LLC | ALUPKA ASSET MANAGEMENT

CRD#: 158410 / SEC#:

California

Registered Investment Advisory firm - (9/21/2011 Approved)

Idaho

Registered Investment Advisory firm - (12/11/2019 Approved)

New York

Registered Investment Advisory firm - (10/9/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/3/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2022 Terminated)

Wyoming

Registered Investment Advisory firm - (3/3/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

60 E. Little Ave. Suite 201, Driggs, ID 83422

Mailing Address

P.o. Box 96, Driggs, ID 83422

Phone number

(415) 729-0012

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 68,821,280

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas C. Besobrasow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Czernichew Besobrasow's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALUPKA ASSET MANAGEMENT

ALUPKA ASSET MANAGEMENT, L.L.C.

CIBC WORLD MARKETS CORP.

ABN AMRO SECURITIES LLC

FINANCIAL SQUARE PARTNERS

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/4/2019

Series 63

Date: 6/30/1988

Series 7

Date: 12/19/1987

Current Firm

ALUPKA ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALUPKA ASSET MANAGEMENT

TRUST BUT VERIFY

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