Daniel L. Hardt
ONEASCENT FINANCIAL SERVICES LLC
Louisville, KY 40207
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CRD#: 1187892
Professional summary
Daniel Louis Hardt, CFP® is a registered financial advisor currently at ONEASCENT FINANCIAL SERVICES LLC located in Louisville, Kentucky.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Daniel has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Dan Hardt Financial Services, LLC - 4350 Brownsboro Road, Suite 110, Louisville, KY 40207- President - Thomas Alvey is Vice President - Financial planning firm, including the sale of fixed insurance and annuity products, including LTC and disability- Started 1-1-2022 as LLC - Investment related - 170 hours per month, two hours per month during trading. 2) Dan Hardt Financial Services, LLC - 4350 Brownsboro Road, Suite 110, Louisville, KY 40207 - Sales Agent, fixed insurance products - Started 4/25/1983 - non-investment related - 1 hr. per month, one hr. per month during trading hrs. 3) Faith and Finances, Inc. - 3105 Lakewood Blvd., Jeffersonville, IN 47130 - President/Treasurer - a non-profit ministry that teaches Christians to apply biblical principles to their finances. Also provides a training program for investment professionals regarding biblically responsible investing. Investment related. 1 hr. per month, 0 hrs. during trading. 4) Updated business name change 3.3.2025 legally registered as Dan Hardt Financial Services, LLC dba Hardt Financial Group. Located at 4350 Brownsboro Road, Suite 110, Louisville, KY 40207.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Louis Hardt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
May 1, 2025 - Present
ONEASCENT FINANCIAL SERVICES LLC
Office #1: 4350 Brownsboro Road Suite 110, Louisville, KY 40207RIA
CRD#: 284549
Louisville, KY
Past
July 1, 2005 - May 15, 2025
G. A. REPPLE & COMPANY
RIA
CRD#: 17486
LOUISVILLE, KY
Past
July 1, 2005 - May 15, 2025
G. A. REPPLE & COMPANY
BD
CRD#: 17486
LOUISVILLE, KY
Past
November 6, 2001 - January 19, 2004
PRIVATE CLIENT SERVICES, LLC
RIA
CRD#: 120222
LOUISVILLE, KY
Past
May 11, 2000 - July 5, 2005
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
LOUISVILLE, KY
Past
July 12, 1995 - July 5, 2005
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
June 20, 1995 - July 12, 1995
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
Past
September 13, 1983 - August 4, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
Registered Investment Advisory firm - (8/24/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(8/14/2025)
IAR
Kentucky(5/5/2025)
IAR
Texas(5/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
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Contact information
Main Address
23 Inverness Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 313-9142
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,150 |
| AUM (Assets Under Management) | $ 2,610,953,335 |
Red Flags
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Company Information
ONEASCENT FINANCIAL SERVICES LLC
CRD#: 284549Louisville, KY 40207TRUST BUT VERIFY
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