Howard E. Rightsell
Professional summary
Howard Edward Rightsell JR, who also goes by Howard Edward Rightsell, Howard Rightsell, is a registered financial advisor currently at UNITED ADVISOR GROUP located in Bloomington, Indiana.
Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Howard has worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Howard Edward Rightsell JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2023 - Present
UNITED ADVISOR GROUP
Office #1: 400 W 7th Street Suite 101, Bloomington, IN 47404February 16, 2023 - February 24, 2023
SILVER OAK SECURITIES, INCORPORATED
October 17, 2017 - February 17, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 16, 2017 - February 17, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 17, 2011 - October 18, 2017
INVEST FINANCIAL CORPORATION
November 17, 2011 - October 18, 2017
INVEST FINANCIAL CORPORATION
July 8, 2010 - November 18, 2011
CUNA BROKERAGE SERVICES, INC.
July 2, 2010 - November 18, 2011
CUNA BROKERAGE SERVICES, INC.
October 2, 2008 - October 2, 2009
GROVE POINT INVESTMENTS, LLC
October 2, 2008 - October 2, 2009
GROVE POINT INVESTMENTS, LLC
August 9, 2006 - November 9, 2007
GUNNALLEN FINANCIAL, INC
August 8, 2006 - November 9, 2007
GUNNALLEN FINANCIAL, INC
January 14, 1999 - July 2, 2003
ATLAS CAPITAL MANAGEMENT CORP
January 14, 1999 - August 11, 2006
SII INVESTMENTS, INC.
September 9, 1998 - August 11, 2006
SII INVESTMENTS, INC.
March 25, 1996 - October 1, 1998
VOYA FINANCIAL ADVISORS, INC.
April 25, 1994 - September 14, 1995
1717 CAPITAL MANAGEMENT COMPANY
August 16, 1993 - March 31, 1994
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
March 3, 1992 - August 12, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 13, 1991 - March 23, 1992
FIDELITY EQUITY SERVICES CORPORATION
February 4, 1991 - March 25, 1991
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
March 7, 1990 - December 14, 1990
AAM SECURITIES, INC.
December 6, 1989 - February 13, 1990
FIDELITY EQUITY SERVICES CORPORATION
October 17, 1988 - October 7, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 17, 1986 - November 26, 1986
WADDELL & REED
April 23, 1985 - June 28, 1985
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 4, 1983 - February 25, 1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 4, 1983 - February 25, 1985
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
UNITED ADVISOR GROUP
CRD#: 324205 / SEC#: 801-127090
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/10/2023)
Exams
Current Firm
UNITED ADVISOR GROUP
CRD#: 324205 / SEC#: 801-127090
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,875 |
| AUM (Assets Under Management) | $ 1,091,628,945 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
UNITED ADVISOR GROUP
CRD#: 324205Bloomington, IN 47404TRUST BUT VERIFY
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