Gregory S. Goodman

EMRO ASSET MANAGEMENT

PEORIA, AZ 85383

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CRD#: 1187619

Professional summary

Gregory Scott Goodman, who also goes by Greg Scott Goodman, Gregg Scott Goodman, Gregory S Goodman, is a registered financial advisor currently at EMRO ASSET MANAGEMENT, LLC located in Peoria, Arizona.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Gregory has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Scott Goodman | Gregg Scott Goodman | Gregory S Goodman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM AN ATTORNEY/PARTNER IN THE LAW FIRM OF GOODMAN & GOODMAN

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Goodman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2020 - Present

EMRO ASSET MANAGEMENT, LLC

Office #1: 30636 North 117th Drive, Peoria, AZ 85383

RIA

CRD#: 157178

PEORIA, AZ

Past

January 4, 1999 - July 10, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NEW YORK, NY

Past

July 14, 1992 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

January 27, 1992 - November 19, 1992

REICH & CO., INC.

CRD#: 19611

Past

September 26, 1990 - October 18, 1990

CITICORP FINANCIAL SERVICES,INC.

CRD#: 14675

Past

September 4, 1990 - October 3, 1990

FINANCIAL HORIZONS SECURITIES CORPORATION

CRD#: 20221

Past

July 16, 1990 - September 7, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

Past

June 6, 1990 - July 27, 1990

FINANCIAL HORIZONS SECURITIES CORPORATION

CRD#: 20221

Past

September 6, 1988 - June 6, 1990

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 18, 1986 - September 7, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 21, 1983 - November 23, 1985

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/12/2020)

IAR

New York
(10/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/17/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

Current Firm

EMRO ASSET MANAGEMENT, LLC

CRD#: 157178 / SEC#:

Arizona

Registered Investment Advisory firm - (8/12/2020 Approved)

New York

Registered Investment Advisory firm - (5/6/2011 Approved)

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Contact information

Main Address

Peoria, AZ

Mailing Address

Phone number

(631) 774-9950

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 8,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory S. Goodman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Goodman's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

REICH & CO., INC.

CITICORP FINANCIAL SERVICES,INC.

FINANCIAL HORIZONS SECURITIES CORPORATION

LEHMAN BROTHERS INC.

FINANCIAL HORIZONS SECURITIES CORPORATION

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/2011

Series 63

Date: 4/17/1984

Series 7

Date: 9/17/1983

Current Firm

EMRO ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMRO ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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