Connie M. Faehnrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Connie Mae Faehnrich, who also goes by Connie Mae Lemke, Connie M Schultz, Connie Mae Schultz, was a registered financial professional .
Connie is a previously registered financial professional and started their career in finance in 1991. Connie had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2013 - August 22, 2018
SUMMIT FINANCIAL GROUP INC
September 3, 2013 - August 22, 2018
SUMMIT BROKERAGE SERVICES, INC.
September 1, 2006 - July 1, 2013
WELLS FARGO CLEARING SERVICES, LLC
September 1, 2006 - July 1, 2013
WELLS FARGO CLEARING SERVICES, LLC
September 9, 2004 - November 8, 2005
WELLS FARGO CLEARING SERVICES, LLC
September 9, 2004 - November 8, 2005
WELLS FARGO CLEARING SERVICES, LLC
January 15, 2004 - August 30, 2004
SUMMIT FINANCIAL GROUP INC
January 2, 2004 - August 30, 2004
SUMMIT BROKERAGE SERVICES, INC.
January 12, 2000 - January 13, 2004
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 29, 1998 - January 13, 2004
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 3, 1997 - June 8, 1998
MJK CLEARING, INC.
January 18, 1991 - January 3, 1997
JM DISSOLUTION, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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