CV
Cynthia E. Vance
STERLING INVESTMENT COUNSEL
BUFFALO, NY 14202
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CRD#: 1187243
CV
Professional summary
Cynthia Eileen Vance, AIF®, CFP®, who also goes by Cynthia Eileen Albers, Wilmoth Albers, Cynthia Eileen Wilmoth, is a registered financial advisor currently at STERLING INVESTMENT COUNSEL, LLC located in Buffalo, New York and LPL FINANCIAL LLC located in Buffalo, New York.
Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Cynthia has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Cynthia Eileen Albers | Wilmoth Albers | Cynthia Eileen Wilmoth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/14/2018 - No Business Name - Not Investment Related - 30 Brompton Ct Orchard Park NY - Other - Attorney - attorney - Start Date 1993 - 2 Hours Per Month.
2. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance.
3. 02/14/2018 - JENSEN, MARKS, LANGER, AND VANCE - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
4. 02/14/2018 - WNED/WBFO - Not Investment Related - At Reported Business Location(s) - For-Profit Board Member.
5. 4/9/2018 - STERLING INVESTMENT COUNSEL LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/01/2016 - 16 Hours Per Month During Securities Trading - I provide investment advisory services through STERLING INVESTMENT COUNSEL LLC, an independent investment advisor firm. I started this business activity in 04/2016. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Eileen Vance's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
April 9, 2018 - Present
STERLING INVESTMENT COUNSEL, LLC
Office #1: 360 Delaware Avenue Suite 400, Buffalo, NY 14202RIA
CRD#: 282624
BUFFALO, NY
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 360 Delaware Ave Ste 400, Buffalo, NY 14202RIA
BD
CRD#: 6413
BUFFALO, NY
Past
February 14, 2018 - April 12, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
June 8, 2016 - December 31, 2016
STERLING INVESTMENT COUNSEL, LLC
RIA
CRD#: 282624
BUFFALO, NY
Past
November 2, 2007 - February 15, 2018
SII INVESTMENTS, INC.
RIA
CRD#: 2225
BUFFALO, NY
Past
November 1, 2007 - February 14, 2018
SII INVESTMENTS, INC.
BD
CRD#: 2225
BUFFALO, NY
Past
September 30, 1987 - November 5, 2007
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
BUFFALO, NY
Past
October 20, 1983 - November 12, 1987
MONY SECURITIES CORPORATION
BD
CRD#: 4386
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STERLING INVESTMENT COUNSEL, LLC
STERLING INVESTMENT COUNSEL, LLC
CRD#: 282624 / SEC#: 801-107624
RIA
Registered Investment Advisory firm - (4/6/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/23/2021)
RR
Arizona(2/14/2018)
RR
California(2/14/2018)
RR
Connecticut(2/14/2018)
RR
District of Columbia(2/14/2018)
RR
Florida(2/14/2018)
RR
Illinois(2/14/2018)
RR
Maryland(2/14/2018)
RR
New York(2/14/2018)
IAR
New York(8/12/2021)
RR
Ohio(2/14/2018)
RR
Oregon(2/14/2018)
RR
Pennsylvania(2/14/2018)
RR
Texas(2/14/2018)
RR
Utah(2/14/2018)
RR
Virginia(2/14/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STERLING INVESTMENT COUNSEL, LLC
STERLING INVESTMENT COUNSEL, LLC
CRD#: 282624 / SEC#: 801-107624
RIA
Registered Investment Advisory firm - (4/6/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
360 Delaware Avenue Suite 400, Buffalo, NY 14202
Mailing Address
Phone number
(716) 783-7054
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,038 |
| AUM (Assets Under Management) | $ 819,283,156 |
Red Flags
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Company Information
STERLING INVESTMENT COUNSEL, LLC
CRD#: 282624Buffalo, NY 14202TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
