Carolyn S. Oliner
Professional summary
Carolyn Stacie Oliner is a registered financial professional currently at DNB CARNEGIE, INC. located in New York, New York.
Carolyn is registered as a RR (Registered Representative) and started their career in finance in 1983. Carolyn has worked at 13 firms and has passed the Series 63, SIE, Series 87, Series 16, Series 7, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carolyn Stacie Oliner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2016 - Present
DNB CARNEGIE, INC.
Office #1: 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001Office #2: 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001June 1, 2015 - August 1, 2016
PIPER SANDLER & CO.
April 7, 2015 - June 2, 2015
J.P. MORGAN SECURITIES LLC
September 17, 2013 - February 28, 2015
CITIGROUP GLOBAL MARKETS INC.
June 14, 2013 - September 7, 2013
J.P. MORGAN SECURITIES LLC
July 9, 2012 - March 25, 2013
COWEN SECURITIES LLC
November 1, 2010 - May 22, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 21, 2004 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
May 13, 1999 - April 1, 2004
NEUBERGER BERMAN BD LLC
September 13, 1996 - December 2, 1997
UBS SECURITIES LLC
August 20, 1996 - September 14, 1996
DEUTSCHE BANK SECURITIES INC.
February 14, 1989 - June 13, 1996
FIRST MANHATTAN SECURITIES LLC
August 21, 1987 - December 11, 1987
TUCKER ANTHONY INCORPORATED
September 21, 1983 - September 5, 1985
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2016)
Exams
FINRA
Current Firm
DNB CARNEGIE, INC.
CRD#: 127605 / SEC#: , 8-66024
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DNB BANK ASA | SHAREHOLDER | |
| BAKKE, HEGE SIMPSON | DIRECTOR | 7772894 |
| BEHNCKE, PETER ANDREAS | DIRECTOR | 6258377 |
| BORY, MELISSA NMN | CHIEF COMPLIANCE OFFICER | 5047640 |
| BREIVIK, THOMAS OLAV OPDAHL | DIRECTOR | 7207266 |
| FELKOWSKI, BRIAN | TREASURER | 5659117 |
| HOFFMANN, BEATE | DIRECTOR | 8208837 |
| JADICK, THEODORE SPENCER JR | PRESIDENT | 5847469 |
| KIRSCHENBLATT, CHAD | FINOP | 2503352 |
| MARKOWITZ, MICHAEL ERIC | SECRETARY | 7159750 |
| OPSTAD, MORTEN ALEXANDER | DIRECTOR | 6191217 |
Red Flags
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